@article {Samuelson44, author = {Paul A Samuelson and Evan Schulman}, title = {New Frontiers in Compliance}, volume = {31}, number = {4}, pages = {44--47}, year = {2005}, doi = {10.3905/jpm.2005.570148}, publisher = {Institutional Investor Journals Umbrella}, abstract = {In an era of increased regulatory oversight (not to mention litigious clients), compliance procedures need to be forward-looking, complete, scalable, and part of the order generation process. Compliance officers and fiduciaries must have simple, understandable documented evaluations of 1) where their portfolios were, and are, in risk-return space, and 2) all trades, detailing their effect upon portfolios in terms of risk and return (and taxes, if applicable) along with a statement or code regarding their relationship to any investment restrictions.}, issn = {0095-4918}, URL = {https://jpm.pm-research.com/content/31/4/44}, eprint = {https://jpm.pm-research.com/content/31/4/44.full.pdf}, journal = {The Journal of Portfolio Management} }